Our client service policies are all about you. We use today's advanced technologies to provide cutting edge communication services to make sure we are as accessible as you need us to be.
This includes developing a personal web site for each client with real time updates of account values, quarterly reporting of accounts performance and a quarterly update of market conditions. And, when it comes to your assets, we always keep you fully informed
so you know what's happening and why. Our personal services are designed
to meet your requirements and contribute to your financial peace of mind.
Investment Advisory Service
This service is for Clients who want assistance in designing, implementing, monitoring and maintaining an investment portfolio. The annual fee for this service ranges from 0.5% to 1.5%. In addition to the analysis performed to prepare a financial plan, this service includes:
- Determining clients' investment goals
- Evaluating current assets
- Determining any investment constraints
- Determining client risk tolerance
- Developing an investment strategy including specific investment recommendations
- Maintaining and monitoring the portfolio
Financial Planning Service*
CEP prepares both comprehensive and segmented financial plans, CEP begins by gathering, analyzing and evaluating data from the client, including goals and objectives. Comprehensive plans include a case summary, reports on financial position, cash flows, tax liabilities, insurance coverage, client goals and objectives and investment strategies.
Plans are prepared based on client interviews, questionnaires, and/or documents supplied by the client. A customized plan is prepared for each client.
Segmented financial plans may include retirement planning, tax planning, cash flow analysis, estate planning, education planning, asset protection analysis, business planning, investment planning and special situations.
*This service is only available to Investment Advisory Clients (see above) with a minimum annual fee of $5,000.